Posts tagged finra

• Who Defrauded JR? Actor Larry Hagman Wins $11.5M from Citigroup for Investment Fraud and Misconduct

  Paul Napoli | October 07, 2010 10:31 PM | 0 CommentsNew York City, NY Category: Miscellaneous
  

  October 7, 2010 Actor Larry Hagman,79, perhaps best recognized for his role as JR Ewing on Dallas in the 1980’s, has won $11.5 million from Citigroup Global Markets, Inc. in a securities...

• FINRA Fines Citigroup $2 Million for Trade Reporting Violations

  Adam Gana | March 18, 2009 7:47 AM | 0 CommentsNew York City, NY Category: Miscellaneous
  

  The Financial Industry Regulatory Authority, the agency charged with broker-dealer regulation and overseeing arbitrations, fined Citigroup's global-markets unit $2 million for trade-reporting...